Financial intermediaries play a crucial role in the financial system, acting as middlemen between savers and borrowers. These entities - which include banks, credit unions, mutual funds, financial ...

Section 546(e) of the bankruptcy code prohibits a bankruptcy trustee from avoiding “settlement payment[s]”, or payments “made in connection with a securities contract,” that are “made by or to (or for ...

Despite the volatility of the markets in recent weeks, nearly a third of financial intermediaries are choosing to invest more in equity funds, according to a new survey. Twenty-nine percent of the 174 ...

Disclaimer: IMF Working Papers describe research in progress by the author(s) and are published to elicit comments and to encourage debate. The views expressed in IMF Working Papers are those of the ...

Fidelity Investments, headquartered in Boston, is now offering a full-service health savings account (HSA) for financial intermediaries. An HSA is a tax-advantaged medical savings account that can ...

The SEC chairman wants to reduce the costs of the men and women in the middle of the market. That means you, InvestmentNews readers. By Mark Schoeff Jr. Gary Gensler seems to put as much effort into ...

Creating the Modern Financial System offers a vital perspective on finance and the financial system by exploring the historical development of key financial instruments and institutions worldwide. The ...

NEW YORK and LONDON, July 14, 2020 /PRNewswire/ -- Responding to the urgent need for financial institutions globally to comply with the European Commission's (EC's) updated Shareholder Rights ...

On June 5, 2020, the Diet adopted amendments to the Act on Sales, Etc. of Financial Instruments[1] that introduce, among other things, a system for the registration of one-stop intermediary service ...